accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
: Information Memorandum on Acquiring of Common Shares in Ekachai International Co., Ltd. To : Managing Director of Stock Exchange of Thailand Ref. : The EKH / CS / 2560/016 Establishment
Subject : Information Memorandum on Acquiring of Common Shares in Ekachai International Co., Ltd. (Revised) To : Managing Director of Stock Exchange of Thailand Ref. : The EKH
results Sort by: Relevance Date (Newest) Date (Oldest) 10 , and has expended Baht 324,999,779.28 in negotiation process in acquiring such shares. The Company appointed the Sims Property Consultant Co., Ltd
the company’s related employees for effective and complete preparedness to ensure that KLeasing will be able to conduct business in strict compliance with laws. 5 Market Conduct The Bank of Thailand
exchange) and digital tokens (an electronic data unit used for the purpose of participating in an investment in any project/business, or acquiring specific goods/services/any other specific rights