During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite
Facebook accounts are not licensed securities or derivatives business operators in Thailand. Investors are therefore advised to be careful with any investment solicitation of such entities because the
business and market environment; multidimensional development of ecosystem by taking into account views and opinions from all stakeholders; and focusing on root cause or target group in order to provide
Bangkok, November 19, 2015 ? The SEC has filed a criminal complaint against (1) Saiphet Thongngao, (2) Sureerat Ardpaksa, and (3) Woraphol Muenbowon for jointly operating derivatives business without
Bangkok, February 20, 2013 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against three unlicensed derivatives business operators, namely
LINE Account แอดมินฝ่ายบริการ : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2022)
TikTok account "kwi_insurance" impersonates "KWI Plc." : Unlicensed securities and derivatives business (Disclosure Date : 30/01/2025)
TikTok account "stocks_cpall8" impersonates "CPALL Plc." : Unlicensed securities and derivatives business (Disclosure Date : 26/02/2025)