person of the company Information since the approval for the offer for sale until the report on the results of the sale of debt instruments: Buyers of securities (including the directors and executives of
, as detailed below. In addition, any person(s) designated by the Board of Directors to register the amendment of the Company’s Articles of Association with the Department of Business Development, the
management or the person within the issuer who is responsible for the information contained in the registration statement. B. Advisers and Other Parties Provide the names and addresses of a. the issuer's
derivatives intermediary. “ client ” means a person who uses services of intermediary , including any fund , unit holder and member of provident fund. “ fund ” means a mutual fund or a private fund. “ capital
securities company or derivatives intermediary, 4 excluding venture capital fund management company, inter-dealer brokerage company and registered derivatives intermediary. “client” means a person who uses
ordinary shares is considered a transaction to a potential controlling person of the Company. Furthermore, the investor will have the rights to nominate a person to be a director for the Company, follow the
(เช่น CEO และ MD เป็นต้น) หรือ พนักงานที่ร่วมอยู่ในที่ประชุมคณะกรรมการ ลงทุน และที่ประชุมคณะกรรมการบริหาร ความเสี่ยง จะถือเป็น access person หรือไม่ และจะควบคุมการสื่อสารของกรรมการ ผู้บริหาร และพนักงาน
the case where the units of the foreign ETF are listed on more than one exchange, the term shall mean the exchange specified by the foreign ETF as the home exchange; “CIS operator” means a person who is
should assign senior management as the accountable person in complying with Clause 6(2). Provisions in the Notification No. Sor Thor. 37/2559 Clause 6 An intermediary shall have in place information