suspension imposed by the SEC is deemed to have been served. _________________ Note: Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel
shall remain for 7 months and fifteen days, effective from October 9, 2014.Note: Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited
suspended her approval of the capital market investment consultant and investment planner for 6 months, effective from December 9, 2014.Note: *Clause 23(1) and prohibited characteristics of personnel in the
. Taking into account that {A} had already been suspended by his employer for a month 7 days, however, the suspension imposed by the SEC shall remain 4 months 23 days, effective from December 11, 2014.Note
six-year period starting from 25 October 2025 during which her applications for approval to be a capital market auditor will not be considered. Note:* Failure to comply with auditing standards
the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999).Note:* SEC News No. 334/2025 dated 25 December 2025 “SEC imposes civil
action within its authority, as the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999). Note
ราย นายกสมาคมกองทุนสำรองเลี้ยงชีพ นายกสมาคมบริษัทจัดการลงทุน ที่ กลต.น.(ว) 1 /2551 เรื่อง การลงทุนในหรือมีไว้ซึ่งตราสารที่มีลักษณะของ สัญญาซื้อขายล่วงหน้าแฝงประเภท Credit Linked Note ที่มีการจ่ายผล
สัญญาซื้อขายล่วงหน้า -5105737641 N 2025-01-09 2024 5 หุ้นสามัญ 53194262233 Y 2025-01-09 2024 6 สัญญาซื้อขายล่วงหน้า 33713962.7 Y 2025-01-09 2024 7 Euro Commercial Paper/Euro Medium Term Note 63383268657 Y