.pdf hedging, once deducting those costs, net gain was Baht 302 million 16 management consisting of 22 mutual funds and 3 property funds. PASSET’s market share in terms of mutual fund was 1.3%. In 2Q18
and Exchange Commission No. So alternative assets, such as REITs/infrastructure funds/ property funds/ private equity/ commodity indices/ gold/crude oil, at an average of not less than 80% of NAV in an
244/3 and liable to the penalties under Section 296 of the SEA, as amended by the SEA (No. 5) B.E. 2559 (2016). Furthermore, Anupon, in his capacity as a manager of private funds under management of AEC
-border offerings of ASEAN Sustainable and Responsible Funds (SRF) under the existing ASEAN CIS Framework, the Meeting endorsed the Handbook for cross-border offerings of ASEAN Sustainable and Responsible
country. This approach uses mutual funds as a vehicle to achieve the national strategic goals related to sustainability and support long-term savings through investment in the capital market. The
than the appraised price based on the market approach. They also colluded to act dishonestly in selling NUSA condominium units in Bangkok at a price lower than the appraised price and transferring funds
with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for institutional investors or ultra-high net worth investors
on non-complex capital market products as well as all types of high-risk or complex products. For example, investments units of mutual funds offered for sale to institutional investors or ultra-high
enterprises that have registered with the OSEP under the Social Enterprise Promotion Act B.E. 2562 (2018) to be able to swiftly and conveniently access the sources of investment funds with low costs. SEC is
According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged