proper, and efficient operational systems and personnel to provide continuous services for the best interest of their clients, whereby the business operators’ personnel can perform their duties properly

to ensure that the retail funds are managed based on industry best practices.About the ACMF ·         The ACMF is a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions

or cease innovations but should study and learn from them closely for the best management of risks, particularly systematic risks. Therefore, consumer protection policy can be set properly and

models and conditions, based on the Corporate Governance principles. Emphasis will also be on business operators’ professionalism and consideration of investors’ best interest and a more diverse

have opportunities for further improvement especially on the board responsibilities conforming to the best practice guidelines. The SEC together with The Stock Exchange of Thailand, Thai Institute of

should solve the problem immediately for the best interest of the company and its shareholders; one option is to hold a shareholders? meeting based on a lawful procedure and method, as soon as possible to

the manager.The misconduct of the three persons above was a failure to perform duties with responsibility and professional due care for the best interest of investors pursuant to the Notification of the

resulted in Thailand being one of the best performers in the area of regulation and taxation. Nonetheless, restrictions on fund investment in foreign securities should be relaxed and foreign mutual fund

Committee are of the view that the transaction is appropriate, reasonable, and in the best interests of FVC and its shareholders in the long term.The SEC has observed that the proposed sale price of KTMS

ทรัพย์ ดังนั้น เพื่อเป็นการป้องกันความเข้ัาใจผิดของผู้ลงทุนทั่วไปในเรื่องดังกล่าว บริษัทหลักทรัพย์อาจถือเป็นมาตรฐานการปฏิบัติงานที่ดี (best practice) ที่จะไม่ให้พนักงานของบริษัทหลักทรัพย์จองซื้อหลักทรัพย์