as well as the risks causing the members to make additional placement of margin or other assets. Clause 8 The derivatives clearing house shall procure funds for intraday liquidity in order to manage
fundraising vehicle for the SMEs. Besides, the SEC also promotes issuance of corporate bonds to manage costs through the ?First Step Beyond with Bond Issues? Project.Importantly, the SEC has introduced
fundraising vehicle for the SMEs. Besides, the SEC also promotes issuance of corporate bonds to manage costs through the ?First Step Beyond with Bond Issues? Project. Importantly, the SEC has introduced
contact subject to the approval by the Office proceeding in accordance with the rule prescribed by the Office, and shall supervise such Category A investor contact to comply with the rule prescribed by the
to efficiently supervise the conduct of its agent, the SEC Office may not allow the management company to further appoint such person as agent, and in case of not allowing, the SEC Office shall clearly
able to efficiently supervise the conduct of its agent, the SEC Office may not allow the management company to further appoint such person as agent, and in case of not allowing, the SEC Office shall
suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted principles and have reliable
broker shall give suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted