SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Enforcement ( 4 ) Law and Regulations ( 1 ) Documents aspx ( 1 ) http://172.19.1.196:8983/solr/secweb/select?q
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the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and regulations as well as ethics and professional
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Manual Select ( 18 ) Documents Adobe PDF ( 14 ) http://172.19.1.196:8983/solr/secweb/select?q=digital asset OR
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Manual Select ( 22 ) Law and Regulations ( 3 ) Documents Adobe PDF ( 14 ) aspx ( 3 ) http://172.19.1.196:8983/solr