strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 34/2556 Re. Arrangement in Operating System of Securities or Derivatives Investment for Business
intermediary shall comply with the following Notifications, as the case may be, in case of operating system of the branch office under the first paragraph relating to computer or electronic system: (1) the
Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
เพิกถอน รับรองสถำนะ และก ำหนด ขอบเขตอ ำนำจหนำ้ท่ีของเจำ้หนำ้ท่ีผูป้ฏิบติักำร (operating officer) เพื่อกำรน ำส่งขอ้มูลเก่ียวกบั (โปรดระบุช่ือแบบ) ช่ือ-สกุล (ภำษำไทย) ช่ือ-สกุล (ภำษำองักฤษ) เลขท่ีบตัรประจ
. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September
. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the