Directors’ Meeting of Vinythai Public Company Limited (“Vinythai”) No. 5/2018, held on 29 November 2018, at 13.30 hours, at Ratchaphruek Room, Vinythai Public Company Limited, 18th Floor, Q.House Sathorn
asset or business opportunity of the company in contravention to the rule or general practice as specified in the notification of the Capital Market Supervisory Board. SECTION 89/12 A https
-amended.pdf Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc public or; (3) use of asset or business opportunity of the company in contravention to the rule or general practice as specified in the notification of the
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
same asset management company to give investors an overall background for decision making. In other words, the disclosure should not only cover the list of funds that have successfully hit the trigger
Bangkok, 13 December 2016 ? The Criminal Fining Committee has imposed a separate, equal fine, totaling at 5,917,125 baht, on five joint principals in the manipulation of the Yong Thai Public Company
orders as well as incompletely prepared such documents as determined by the company. Thus, the SEC publicly disclosed her inappropriate behavior and recorded such behavior for future reference if breach
Bangkok, March 17, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading derivatives contracts on behalf of client.The SEC probed
Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market investment consultant of the company, had been authorized by her client to make securities and