AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his
acceptance of holding company?s securities as listed securities to be in line with the SEC regulations on the securities offering by holding company. The consultation paper on the SEC and SET regulations on
to the resolution of the shareholders? meeting (whitewash) to be in line with the principles of other related regulations as well as to solve practical issues and provide sufficient information for
} ยอมรับว่าเป็นผู้ตัดสินใจซื้อขายหลักทรัพย์แทนลูกค้าทั้งหมด โดยลูกค้าให้วงเงินซื้อขายหลักทรัพย์แทนผ่านโปรแกรมสนทนา LINE เนื่องจากลูกค้าไม่มีเวลา และมีการยืนยันรายการผ่านทางโทรศัพท์พื้นฐานทุกสิ้นวันการรับมอบ
Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line
investors in line with the Capital Market Development Master Plan?s objective which aims to promote quality and diverse financial products comparable to those in the regional markets. To be eligible for SET
services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as
this year. The Capital Market Supervisory Board approved the revision of regulations concerning cross-border offerings of debt securities and CIS in line with ASEAN Capital Markets Forum (ACMF)?s
Accounting Professions (FAP), we have agreed to formulate a collaborative effort to enhance financial reporting quality to be in line with international standards and to promote more active roles of financial