settlement of dispute between the securities company and the customer. In the case where the securities company lacks of qualification under (3) or (5), the securities company may be granted an approval from
investment management; Clause 3. The securities company shall advertise any mutual fund only after the company has submitted an application for approval of such fund’s establishment to the Office. In cases
fund only after the company has submitted an application for approval of such fund’s establishment to the Office. In cases where the application for establishment and management of the mutual fund has
obtain prior approval in accordance with Clause 19. In cases where the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five
/PB_Detail.aspx?SECID=775 SEC Thailand’s public hearing on the proposal and draft regulation on the digital asset business licensing process and draft regulation concerning the creditability of digital asset
public hearing on the proposal and draft regulation on the digital asset business licensing process and draft regulation concerning the creditability of digital asset business https://www.sec.or.th/EN
://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=775 SEC Thailand’s public hearing on the proposal and draft regulation on the digital asset business licensing process and draft regulation concerning the creditability