Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses

business legally under the law of home country;? -?supervised by an IOSCO member regulator; -?not having a business premise in Thailand, except through shareholding in an SEC approved local CRA; and

applying corporate governance principles to family-controlled businesses, expectations from institutional investors and disclosure of beneficial ownership in businesses in Asia.    -------------* Established

which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the

supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision

well as sales mix management in each product category efficiently. However, the Company still strictly controlled on the selling and administrative expenses. For the twelve-month period ended December 31

better cost controlled. 4. The company’ s financial cost in the third quarter of 2018 were Baht 1.9 million decreased by Baht 1.52 million, or 44.36% from the same quarter of 2017, due to the capital

that most of holding company assets be placed in the core business managed and controlled by holding company and requiring an appropriate mechanism be available for protection of the benefits of holding

controlled, sustained and influenced the price of such shares continuously to lure the general public to purchase and sell CHUO shares as well. The closing price of CHUO shares rose from 9.40 baht on 25 April

trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO