than 3 consecutive years and being a member of the Gold Traders Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2) of which directors, managers and
association with a mutual fund management company or property fund management company according to the appendix attached hereto; (2) persons in the same group as the person under (1); “persons in the same group
กล เช่น International Capital Market Association Sustainability-linked Bond Principles (ICMA SLBP) เป็นตน้ (ข) ให้ความเห็นหรือรับรองเก่ียวกบัผลความส าเร็จและการด าเนินการ ตามตวัช้ีวดัและเป้าหมายดา้น
ท่ีเป็นท่ียอมรับจาก London Bullion Market Association ว่าเป็นทองค าแท่งท่ีมีความบริสุทธ์ิ 99% 6 กองทุนรวมส าหรับผูล้งทุนในต่างประเทศ กองทุนรวมวายภุกัษ ์ กองทุนรวมท่ีใหสิ้ทธิประโยชน์ทางภาษี นอกจา
standards stipulated by the association in securities business or any other organizations in securities business accepted by the Office, mutatis mutandis . Chapter 4 Compulsory Measures ______________________
including ethics and professional standards stipulated by the association in securities business or any other organizations in securities business accepted by the Office, mutatis mutandis. (Translation) 7
criteria prescribed by the Association of Thai Securities Companies and approved by the SEC Office. Clause 7 The derivatives broker shall set up a compliance unit in which acceptable and reliable standards
derivatives broker’s board of directors, and comply with the criteria prescribed by the Association of Thai Securities Companies and approved by the SEC Office. Clause 7 The derivatives broker shall set up a