profit in Q1/2009. The information was significantly different from the company's previous records showing profit in every quarter during the past three years (2007-2009) and thus considered material to
exceeding 50,000 baht per company and not exceeding 500,000 baht during the 12 month-period. Moreover, they can cancel shares subscription at any time, except the remaining of offering period is less than 48
. TorLorThor. 8/2557, during the suspension of the approval of securities investment consultant, the Bank shall not allow such person to
investment in L.V.C. Development Co., Ltd. that there might be falsification of documents on the purchase of L.V.C. Development?s shares during 2005 to syphon benefits out of POWER-P. After the SEC?s probe
on 27 August 2012. However, it was found that during 29 June ? 23 August 2012 Witoon took advantage of the then non-public information to purchase 8,022,881 GLOBAL shares and 3,500,700 GLOBAL-W
The ASEAN Capital Markets Forum (ACMF) today approved the ACMF Annual Implementation Plan 2016 (Annual Plan 2016), which sets out ACMF?s immediate priorities for the year, during its 24th meeting
imprisonment on each count for trading FOCUS shares during April 24-25, 2008, IFEC shares on April 29, 2008 and RCI shares on May 2, 2008, through other persons? accounts in such a way that manipulated the
exceeding three years or a fine not exceeding three hundred thousand baht or both and a further fine not exceeding ten thousand baht for every day during which the violation continues. The SEC therefore
SEC probed into the case and found that her client had authorized her to sell securities in the client account during the client's overseas trip, if getting profit, while the client would make the
-term debentures and B/E to allow issuing financial institutions to use financial statements prepared according to the generally accepted accounting standards and submitted during accounting periods as