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: Relevance Date (Newest) Date (Oldest) .. by submitting the Financial Advisor Application Form FA-1 together with the evidentiary documentation as specified thereunder in accordance with the guideline in the

https://secsearch.sec.or.th/?search=electronic+possession+OR+%22electronic+possession%22+OR+%22elect...

SEC urges MORE shareholders to exercise voting rights on capital increase viewed by IFA to have insufficient disclosure and dilution effect

offering). The independent financial advisor (IFA) considers that the information disclosure in this case is insufficient, and the company is exposed to the risk of absence of due diligence in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10580

SEC amends regulations on provision of advisory services for investment in foreign capital market products to enhance efficiency and flexibility

Derivatives Advisor (No. 3) dated 1 December 2023: https://publish.sec.or.th/nrs/9992s.pdf; 3. The Notification of the Capital Market Supervisory Board No. Tor Thor 41/2566 Re: Provision of Services to Clients

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10504

ก.ล.ต. ปรับปรุงหลักเกณฑ์การเสนอขายหลักทรัพย์ของบริษัทจดทะเบียนตามแผนฟื้นฟูกิจการที่ศาลให้ความเห็นชอบตามกฎหมายล้มละลาย

ธรรมเนียมการยื่นแบบ filing ดังกล่าว ทั้งนี้ กำหนดระยะเวลาการมีผลใช้บังคับของแบบ filing (cooling-off period) เป็นเวลา 14 วัน โดยมีที่ปรึกษาทางการเงิน (financial advisor หรือ FA) เป็นผู้ร่วมจัดทำแบบ filing และ

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10721

SEC encouraged the shareholders of GSC to exercise their rights with respect to confirmation of granting financial assistance to ACAP

shareholders on the transaction on 25 September 2019. The independent financial advisor (IFA) was of the opinion that the shareholders should not approve the confirmation of the connected transaction because the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8203

SEC encouraged the shareholders of GSTEL to exercise their rights to consider the receipt of financial assistance from the Mahachai Group

, collectively referred to as the “Mahachai Group”, as the sponsor and lender whereby GSTEL had entered into the agreement on 17 February 2014. According to the opinion of the independent financial advisor (IFA

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8196

SEC declines EARTH?s request for another extension of deadline for submitting the report on the re-assessment results of the fair value of mining property rights

legal advisor, which contained certain facts that could materially affect EARTH's rights over the two mines. The SEC therefore instructed EARTH to fully disclose such information for the public's better

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7319

SEC files a criminal complaint against 11 directors of Energy Earth for making false entries or failing to enter any material statement in documents

instruction of the SEC, such kind of debt could not be legally recorded in the financial statement in accordance with the applicable accounting standards. In addition, one of the appointed legal advisor was

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8204

CYBER shareholders advised to exercise prudence in votes on CYBER-APU related party transaction

government. The independent financial advisor (IFA) viewed that the proposed transaction is not reasonable and the purchase price is higher than the fair value.APU is undertaking a temporary 6-20 MW power

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5903

SEC urges GJS shareholders to make careful decision on the connected transactions with AM and GSTEEL

extraordinary general shareholders? meeting on August 15, 2011 in the morning. GJS board, audit committee (AC), and independent financial advisor (IFA) are of the opinion that: GJS board of directors and AC

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4536