perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the

and services decreased Baht 139.58 million or 34.14% from the corresponding period of the previous year, mostly from revenue from Trading decreased Baht 123.95 million due to the economic recession from

in the amount of 15.97 million baht or 5.47 percent as a result of the company adjusting the marketing policy to expand the market share by adjusting the sales price decreased And increased trade

Summary of Consolidated Financial Results 31 March 31 December 2018 2017 + (-) % (in million Baht) Current assets Cash and cash equivalents 851 591 31% Temporary investment-trading security 12 12 (5%) Trade

2018 + (-) % (in thousand Baht) Current assets Cash and cash equivalents 621,869 258,184 141% Temporary investment - trading security 6,445 11,496 (44%) Trade accounts receivable 73,044 13,804 429

Remark Sales and Services Income 686.15 582.93 103.22 17.71% - LPG Trading 195.57 186.44 9.13 4.90% 1 - Transportation 4.18 4.00 0.18 4.50% - Conversion Kit Installation 0.37 0.68 (0.31) (45.59%) 2

Changes Items that has significant changes Q2-2017 Q4-2016 Q2-2017 VS Q4-2016 (MB) (MB) % Cash and cash equivalent 1,434.5 1,873.9 (439.4) (23.4)% Current Investment – Trading Securities - 25.2 (25.2

previous year, which resulted in the increase of gross margin of Baht 14.69 million, mostly from revenue from Trading. 2. Other income increased Baht 15.80 million or 384.98% from the corresponding period of

-market.pdf by year (Vol) and lagged one-year Vol (-1) and yearly Heritage Freedom scores for Trade Freedom, Overall Score and Property Rights for each country from 2000 to 2017 where available. The first item

Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders