SEC has received information that Ronghui has invited retail investors to join certain investment by informing that their money will reinvest in real estate projects or investment projects of
Bangkok, 19 September 2016 ? The SEC is seeking public comments on the proposed revision to the disclosure of information in the prospectus and fact sheet of retail mutual funds to present a clearer
client. Comments and suggestions on the matter are welcome until March 30, 2012. The proposed regulation will require underwriter know individual client before selling client any product. For retail client
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
distributed to retail investors together with the subscription form. In case of direct listing of DW on the Stock Exchange of Thailand (SET), DW issuer must provide fact sheet on website of issuer, SET or SEC
sheet must be distributed to retail investors together with the subscription form. In case of direct listing of DW on the Stock Exchange of Thailand (SET), DW issuer must provide fact sheet on website of
the issuer to support sufficient distribution to retail investors.The proposed amendments have taken into account stakeholders? opinions received from the hearing on the guiding principles conducted in
companies? financial statements. This will be very supportive to institutional and retail investors? analysis on their investment choices.?
region. Bond issuers will be enabled to raise funds through multi-jurisdictional offerings to non-retail investors with a standard filing form prepared in English language. Rapee Sucharitakul, SEC
ก.ล.ต. มีแนวคิดที่จะปรับปรุงหลักเกณฑ์การกำหนดสัดส่วนการถือหน่วยลงทุนในกองทุนรวมเพื่อผู้ลงทุนทั่วไป (retail fund) เพื่อให้การถือหน่วยลงทุนมีการกระจายตัว และไม่เป็นช่องทางการแสวงหาประโยชน์ของกลุ่มบุคคล