SEC banned Sittichai from holding the position of director or executive at any securities issuing company and listed company* for three years. In addition, as a result of the civil sanction, the other

Investment Management Companies, Thai Bankers Association, Association of International Banks, Thai Life Assurance Association, Thai FinTech Association, Thai Listed Companies Association, MAI Listed Company

executives of securities issuers and listed companies in accordance with the rules prescribed in the SEC Notification** and consequently is not allowed to hold the positions of director and executive at any

operators and provide investors with quality, diverse and widespread services;  (2) Shareholders? meeting: allowing a shareholders? meeting of a listed company to be held pursuant to the SEC's order and upon

consultant, had solicited the clients to purchase over-the-counter shares of a public company that he claimed to be listed on the Stock Exchange of Thailand (SET) later. He gained a margin from the

. (Samutprakarn); Crown Tech Advance Plc. and AI Energy Plc. (Samutsakorn) and Ocean Commerce Plc. (Singburi). Some of them have been or are to be the first listed company from their hometowns.Pride of the

equity offerings both primary listing where foreign companies launch IPOs and become listed firms on the Stock Exchange of Thailand (SET) and dual offering where IPOs by foreign companies are launched in

on corporate governance principles. This includes management of investment money, performance monitoring of target listed companies, preparation and disclosure of responsible investment policy, strict

trading and clearing and settlement of listed securities to the Securities and Exchange Commission, to be in line with international standards, (2) restructuring the SET Board of Governors structure to

. TorJor. 73/2558 Re: Particulars of Notice Calling Shareholders’ Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale, dated 28 October 2015 (Notification No