wording in the Notification related to the Issuance and Offering for Sale of Securities of SMEs in consistent with the investor definitions under the Notification on Determination of Definitions of
Under the IOSCO guidelines, international regulatory agencies jointly promote and endorse the financial education and investor protection campaign during the first week of October each year. The
Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of
48 months in order to fulfill the electricity supply requirement under the concession.The above construction contract is considered a related transaction as the major shareholders of VTE indirectly
prescribes the framework and conditions for public offerings of cross-border mutual funds under the Asia Region Funds Passport (ARFP).Together with the other first participating economies ? namely, the
to increase its registered capital shares at the amount of 250 million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. The inside
offence under Section 89/7 in conjunction with Section 89/10 and Section 89/11, and liable to the penalties under the first paragraph of Section 281/2 of the Securities and Exchange Act of 1992. The
penalties under Section 296 of the said Act. Patra, as their aider, is subject to penalties under Section 296 of the Act in conjunction with Section 86 of the Criminal Code.Phaibul, Pongsachalerm, Chaiwat
Exchange Act B.E. 2535 (1992) and thus liable to penalties under Section 296 of the said Act. As the aiders, Ratchanee, Krisda, and Preecha are subject to penalties under Section 296 of the Act in
under management of the asset management company which is also an employer will be limited to 15 percent of the fund?s NAV which must not exceed 15 percent of each mutual fund?s NAV under management of