” means a director of a derivatives exchange or a derivatives clearing house, as the case may be; (4) “board of directors” means the board of directors of a derivatives exchange or a derivatives clearing
of Section 133 of the SEA. Additionally, in the case of Praphol, he failed to report the acquisition or disposal of FVC shares that triggered the five-percent threshold of the total voting rights, thus
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
consultant for four years and eight months. They were the employees of KTB Securities (Thailand) Co., Ltd., while the misconduct occurred. The SEC learned of Panadda case from a complaint filed against her and
from graphs, technical analysis concept and scenario test. Clause 3 The SEC Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification. In case
SEC Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification. In case of having complied with such guideline, it shall be deemed that an
requirements under this Notification. In case of having complied with 9 Amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 70/2561 Re: Rules on Personnel in the Capital Market
the highest bidder. In such case, the disposal of assets to the connected person of the Company shall be considered as an entering into of a connected transaction relating to assets or service, pursuant