e-service Online Submission See canceled document Business Operation Rules >> Selling Agents (Section 100)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Business Operation Rules >> Proprietary Investment (Section 98(7))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Accounting and Financial Statements (Section 105, 106)   Type Title Section See Document Status Notified Date Effective

e-service Online Submission See canceled document Business Operation Rules >> Reporting Requirements (Section 109)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Anti-money Laundering   Type Title Section See Document Status Notified Date Effective Date 1. Circular  Kor Lor Tor

e-service Online Submission See canceled document Business Operation Rules >> Information Technology   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office

e-service Online Submission See canceled document Business Operation Rules >> Related Organizations with Securities Business (Section 230)   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Business Operation Rules >> Others   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and

Operation of Agricultural Futures Trading Business by Derivatives Business Operators   11/11/2016 01/12/2016    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon

ขุมุวิท แขวงพระโขนงใต้ เขตพระโขนง กรุงเทพฯ 10260 http://www.sevenup.co.th Tel. 0-2741-5700-5 / Fax 0-2741-6878 / Company Tax ID : 0107545000021 Overall business operation (3 months) For quarter 1/2020