Oversea Bullion International Trading Company Oversea Bullion International Trading Company conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of
World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section
T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was
trading Company Limited without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546. In addition, the operation constituted public frauds contravening Section 343 and 83 of the
via internet trading accounts of the clients. In case of {B}, the SEC found that he failed to record a large number of clients' securities trading orders. {B} admitted to his employer that he took those
กูคา้ ผ่านชอ่งทาง online เชน่ website หรอื web application ลักษณะการใหบ้รกิารของบรษัิทผ่านเครอืขา่ย internet เชน่ เผยแพร่ขา่วสาร/ การท าธรุกรรม ซือ้ขาย เป็นตน้ ไมม่กีารใหบ้รกิาร ใหบ้รกิารเฉพาะขอ้
Bitkub Online Company Limited Between July 14 and 17, 2024, Bitkub Online Company Limited ("BO"), a digital asset exchange, did not keep customers' digital assets in accordance with
TikTok account cj_trading_futures_ impersonates Carabao Group Plc. : Unlicensed securities and derivatives business (Disclosure Date : 24/09/2024)
TikTok account "arr_gold_trading" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)
TikTok account "hsh_trading" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)