brokerage services on listed securities, shall come into force as from 1 January 2016; (3) Clause 30, which relates to knowledge test of clients who are interested in investing or entering into a transaction

considered as the commission of offences under (3) and was named in the SEC Office’s complaint filed with the inquiry officer, and the case is in the inquiry officer’s process or the public prosecutor’s

and derivatives prices or market activity from graphs, technical analysis concept and scenario test. Clause 3 The SEC Office may announce a detailed guideline for the benefit of compliance with the

administrators 45 มีการทดสอบการบุกรุกระบบ (penetration test) กับระบบงาน ที่มีความสำคัญทุกระบบ โดยผู้ประกอบธุรกิจอาจพิจารณา เลือกจัดทำการทดสอบกับบางระบบงานตามการวิเคราะห์ผลกระทบทางธุรกิจ (business impact analysis

ไม่ผ่านการทดสอบ ผู้ประกอบธุรกิจอาจใช้วิธีการอ่ืนในการปิด ความเสี่ยงได้ เช่น การติดตั้ง firewall เป็นต้น 12. กำรทดสอบกำรเจำะระบบ (penetration test) 12.1 ควรก าหนดขอบเขตการจัดท า penetration test อย่างไร

, the SEC has reported the legal proceedings under the SEA above to the AMLO as well.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry

criminal complaint by the SEC is only the beginning of the criminal enforcement process. As to whether any persons are offenders shall be subject to the investigation of the inquiry official, the prosecution

only the beginning of the criminal enforcement process. As to whether any persons are offenders shall be subject to the investigation of the inquiry official, the prosecution of the public prosecutor

compliant filed with inquiry officer

further legal actions.The filing of a criminal complaint is just the commencement of the criminal proceedings, whereby the consideration of whether any person is guilty is subject to the inquiry official’s