further consideration are needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the thirty –day period. The Office may extend the consideration process as
needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the thirty –day period. The Office may extend the consideration process as necessary. In case where
inspection and further consideration are needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the thirty –day period. The Office may extend the consideration
ratio] of not less than seven percent of the general liabilities and collateral at the end of any business day. The calculation of the net capital [and net capital ratio] under Paragraph 1 shall be in
percent of the general liabilities and collateral at the end of any business day. The calculation of the net capital [and net capital ratio] under Paragraph 1 shall be in accordance with the Notification of
end of any business day. The calculation of the net capital [and net capital ratio] under Paragraph 1 shall be in accordance with the Notification of the Office of the Securities and Exchange Commission
details at the earliest time but no later than the next business day from the date on which the disruption occurs. Once the major operational disruption ends, the securities company shall notify the Office
report to the Office the cause leading to such disruption together with relevant details at the earliest time but no later than the next business day from the date on which the disruption occurs. Once the
to the Office the cause leading to such disruption together with relevant details at the earliest time but no later than the next business day from the date on which the disruption occurs. Once the
319.14x and debt to equity ratio increased to 0.25x from 0.18x. In respect of liquidity ratio, average trade receivable day deteriorated from 62 days to 74 days yoy. This was primarily due to more accrual