(Financial well-being) ของประชาชน เป็นการมุ่งเน้นสร้างผลลัพธ์ทางการเงินที่ดี รวมถึงการสร้างโอกาสในการลงทุน โดยมีการบริหารความเสี่ยงอย่างเหมาะสมก.ล.ต. ในฐานะหน่วยงานที่ได้รับมอบหมายให้ดำเนินการจัดทำแผนพัฒนา
resulted in Thailand being one of the best performers in the area of regulation and taxation. Nonetheless, restrictions on fund investment in foreign securities should be relaxed and foreign mutual fund
for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
(FETCO) and CEO of BBL Asset Management Co., Ltd. said that although not being listed companies, institutional investors comprising asset management companies, securities companies, insurance companies
: Proactive: forward-thinking and acting in advance in anticipation of possible challenges while being a firm and fair regulator as well as a friendly and visionary partner to all sectors, and initiating
shareholders or give inappropriately more benefits than other shareholders; 2. being unlikely to be able to protect shareholders’ rights by allowing any person to receive financial gain beyond what should be
analyzing information concerning securities trading payment of clients in one or many of the following ways: (1) being a contact point for data processing of securities trading; (2) sending and receiving
, affiliated transaction for fund whether in case of as specified in Clause 14, Clause 15, Clause 16 or clause 17 or the other cases, such transactions shall have the following particulars: (1) Being transaction