accounting year. For the benefits of proceeding in accordance with such provisions, the Office of the Securities and Exchange Commission hereby prescribes guidelines for approval of a person who shall perform
Office hereby issues the following regulations: Clause 1 In this Notification: “ derivatives broker ” means a person licensed to undertake derivatives business in the category of derivatives brokerage
Office hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to undertake derivatives business in the category of derivatives brokerage
หน่วยลงทุน P = Person (บุคคลธรรมดา) C = Company (นิติบุคคล) เป็นตัวอักษร “ P ”, “ C ” เท่านั้น ไม่ควรปล่อยให้เป็นช่องว่าง (NULL) Char(1) 9 วันที่เปิดบัญชี Char(2) 10 เดือนที่เปิดบัญชี Char(2) 11 ปีที่เปิด
(2008) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require
) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require prior approval from
Limited The Parties have no relationship which can be considered as a connected person under the Notification of the Capital Market Supervisory Board No. Tor Chor. 21/2008 Re: Connected Transaction Rule and