digital assets, namely cryptocurrencies and digital tokens, information on sellers and blockchain mechanisms or distributed database systems consisting of a mechanism allowing transactions to be conducted

damage to investors. During these transactions, SET, after having found such trading orders, had given warnings to four securities companies that provided trading service to Surin, but SET still found

disclosure of the related party transactions during the past there years;  - clearer disclosure of the funding objective in the registration statement and more flexibility in case of change to such objective

service providers involved in trading, exchange, custody, transfer, money withdrawal or any transactions related to digital assets in Thailand must obtain a license in accordance with the Emergency Decree

Saroj submitted securities trading orders before notifying a client and caused such client to suffer loss. In addition, most trading transactions had no source of orders. Acting Sub-lieutenant Saroj

by Noppawan and Viroj who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation.The aforesaid offenses were in violation of Section 243 of the

such transactions provide BROOK with opportunity to expand? BROOK business to international market, which will result in increasing revenues and customer base expansion. Two out of the above16

Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the company and siphoning company?s benefit through securities trading transactions. From the SEC?s probe

on the company?s transactions of purchases, sales, debit and credit notes during the year with YS Pund Co., Ltd., verification on YNPE?s machinery and equipment, and confirmation on discount sale

them to withdraw cash placed as collateral in their derivatives trading accounts and transferred it to the ATS account in the amount claimed to be obliged for the said fictitious transactions. Chalerm