Exchange Commission Re: Determination of Other Regulations of Associations related to Securities Business ____________________ By virtue of Section 14 and Section 234(7) of the Securities and Exchange Act
Section 19(3) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2535 (1992) which contains certain provisions on restriction of rights and
e-service Online Submission See canceled document Investment Advisory >> Approval & Qualifications (Section 103, 104) Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Others (Securities Business) >> Securities Registrar Business (section 222) Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Others (Securities Business) >> Association Related to Securities Businesses (section 230) Type Title Section See Document Status Notified Date
e-service Online Submission See canceled document Securities Borrowing and Lending >> Fees (section 14 and 19) Type Title Section See Document Status Notified Date Effective Date 1. Act Securities
e-service Online Submission See canceled document Securities Borrowing and Lending >> Securities Borrowing and Lending (section 98(5)) Type Title Section See Document Status Notified Date Effective
e-service Online Submission See canceled document Bond Dealer and Underwriter >> Fees (section 14 and 19) Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and