Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid
, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the SEC office. DAB Act S.94 in conjunction with 30
Zipmex Company Limited Between November 9, 2023 and May 27, 2024, Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, failed to provide effective systems for selecting
ที่จะซื้อหุ้น 25/12/2563 11,437,490 - โอน Link ชัยวัฒนา แทนเนอรี่ กรุ๊ป จำกัด (มหาชน) บมจ.(CWT) นาย วีระพล ไชยธีรัตต์ ผู้รายงาน ใบสำคัญแสดงสิทธิที่จะซื้อหุ้น 26/01/2564 1,797,418 - โอน Link ชัยวัฒนา แทน
75.00 ขาย Link กสิกรไทย จำกัด (มหาชน) ธ.(KBANK) นางสาว สุจิตพรรณ ล่ำซำ ผู้รายงาน หุ้นสามัญ 28/10/2563 200,000 75.50 ขาย Link กสิกรไทย จำกัด (มหาชน) ธ.(KBANK) นางสาว สุจิตพรรณ ล่ำซำ ผู้รายงาน หุ้นสามัญ 30
’ increasing reserves and the relatively high level of capital will continue to provide a cushion for the system’s NPL. Factors Affecting Banking Industry Performance Over the next two to three years, government
during the last 90 days prior to this offering: No Yes – provide details on the number of shares / reserved shares for conversion of convertible securities and conversion price. Par Value
registered bidders who are not deemed as a connect person of the Company, the Company will also allow the registration only to accommodate the communication and cooperation with them, as well as to provide
year to September 1st to the last business day of each year. This is to provide greater flexibility for business operators and capital market business personnel in applying for an approval renewal