company's shares, had prepared and submitted incomplete and inaccurate information. The said information was material for identifying the persons who had taken benefits from having access to or learning of

On 24 October 2025, the SEC and the CCIB jointly conducted a raid on WLD exchange services at the iris scanning location, identifying an exchange service provider potentially constituted to be

provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such

. The securities company shall provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging

Exchange Commission No. Sor Jor. 23/2558 Re: Rules and Procedures for Preparation of Factsheet (No. 4) dated 8 April 2015. Clause 2 An issuer shall prepare the factsheet of securities by identifying the

rectifications of deficiencies in every element by analyzing the root causes and identifying clear solution and implementation guidelines.?

interest properly, and prioritize advancing the best interest of clients by identifying potential conflicts of interest in various areas such as the management structure, work system, control and risk

? wrongdoings are in contravention of Sections 311 and 315 of the Securities and Exchange Act B.E. 2535 (1992).  The SEC investigation stemmed from a referral from the Stock Exchange of Thailand identifying

are essential and notably aimed at identifying specific target audience and groups in needs for dedicated financial education approaches such as micro and SMEs. Such national strategies should be based

an action performed in a fair manner and sufficiently disclosed to the unitholders in advance, and the acknowledging unitholders have not expressed an objection; (4) provision that in the case that the