be repealed. Clause 2. In applying for approval and renewal of private fund custodian, an applicant shall submit an application in accordance with Form 135-1 together with supporting documents as
will submit the Notice of Shareholders’ Meeting together with the report of opinion of the Independent Financial Advisor to the shareholders at least 14 days prior to the shareholders’ meeting date. 8
company stated in sub clause (1). Clause 5 The company as mentioned in Clause 4, shall submit the application form attached to this Notification to the SEC Office together with the relevant evidentiary
witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in
’ representative. Clause 7/23 The Company that has obtained the approval in accordance with this Notification shall be exempted from the requirements to submit an application to register debt securities with the
Office to ensure compliance with this Notification, require derivatives clearing houses to submit to the SEC Office reports or any particular documents periodically or from time to time, within a time
. In cases where the originator and the applicant are not the same person, the originator shall submit the application for approval with the applicant. -8- Clause 18. Any person who wishes to offer for
agencies shall submit the following documents to the SEC Office in accordance with the procedure specified in Clause 6: (1) report of early redemption of bonds; (2) report of the key financial ratios of the
law having any of the following characteristics may not submit an application to offer perpetual bond: (1) a company, the shares of which are held by a trust as an investment in key asset of the trust