Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business ; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor shall refer to
concerning Rules on Personnel in Capital Market Business; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor shall refer to any of the following investors: (1) a
Notification of the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor
or borrowing or lending, or for any other purposes as specified by the Notification of the Securities and Exchange Commission governing custody of clients’ assets by securities companies, shall prepare
for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale or borrowing or lending, or for any other purposes as specified by the
custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale or borrowing or lending, or for any other purposes as specified by the Notification of the
under other laws where the establishment of a branch office of such company shall be made under such laws as specified under the third paragraph of Section 92 of the Securities and Exchange Act B.E. 2535
is a financial institution established under other laws where the establishment of a branch office of such company shall be made under such laws as specified under the third paragraph of Section 92 of
assets or variables as specified in a derivatives contract, as well as other evidence relating to customers’ derivatives trading, shall be kept for a minimum period of five years from either the