payment out of the fund to the employee in accordance with the rules and procedures provided in the fund’s articles and as prescribed by Section 23/1, and such payment shall be made in one lump sum

(SET) in case the business is listed on the SET.To support SMEs to fully make use of PE, the SEC has carried out five actions:(1) Revising rules to allow exemption for PE manager from holding securities

Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014. 

be responsible and perform duties with prudence and care in compliance with laws, rules and regulations. The SEC therefore put Weerawat on probation by accumulating three demerit points on his record

Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, which has replaced the first two notifications above. 

, rules and regulations. The SEC therefore suspended the financial advisor supervisor approval granting to {A}, {B} and {C} throughout the expiry date of approval and will not consider their applications

project has been launched in attempt to promote advantages of bond issuance while the SEC has eased relevant regulations to simplify the process and revised mutual funds investment rules to facilitate

comply with relevant rules and regulations as well as submit information and clarify matters clearly and completely as specified by the SEC and the SET.Information to be submitted and clarified by POLAR

and derivative business operators throughout such same period.  * Clause 4 and Clause 31(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in

information disclosure on MD&A of Thai listed companies still has room for improvement. The SEC has therefore planned to study overseas rules and practices, gather information from the industry including