benefit Thai investors or the Thai capital market; (2) having readiness for participating in a regulatory sandbox in the following areas: (a) having capital, work systems and personnel that can support
securities business continuously, the securities company shall set up implementation plan or measures in the case where securities company or service provider terminates contract or the service provider can no
terminates contract or the service provider can no longer provide service for securities company . Clause 8. Securities company shall require service provider to keep, complete and update documents and
and every following days to the SEC Office by the following business day which a securities company shall prepare and complete the report under Clause 4(1) until a securities company can maintain net
days to the SEC Office by the following business day which a securities company shall prepare and complete the report under Clause 4(1) until a securities company can maintain net liquid capital more
for reference. The SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use
reference. The SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of