Operating Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the

results Sort by: Relevance Date (Newest) Date (Oldest) 5389se.pdf the database of directors and executives of securities issuing companies, the company shall: (1) notify the names and information via the

e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >>   Type Title Section See document Status Notified Date Effective Date 1

e-service Online Submission Bond Dealer and Underwriter >>   Type Title Section See document Status Notified Date Effective Date 1. Report/Form (Notification of Securities and Exchange Commission

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Circular   13/2544    22/02/2001   Report/Form (Notification of Securities and

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission  SorThor. 7

e-service Online Submission Securities Brokerage Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorThor. 4

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Circular   13/2544    22/02/2001   Report/Form (Notification of

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Circular   13/2544    22/02/2001   Report/Form (Notification of

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Circular   13/2544    22/02/2001   Report/Form (Notification of