and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
Page 1 RJH – SET 12/2018 24 December 2018 Subject : Notification of disposal of asset transaction To : The President The Stock Exchange of Thailand Attachment : Information memorandum on the asset
and approval of an offering of capital shares for a private placement to Mr. Pisudhi Phihakendr, Mr. Khajohnpong Khamdee, Mr. Phiroon Phihakendr, Mr. Phipat Phihakendr and Mr. Phiboon Phihakendr at
The notification of the Ministry of Finance regarding prescription of conditions for securities company to apply for approval of person to be major shareholder defines the “Major Shareholder” as
mutual fund had been given an approval by the Office in accordance with the rules, conditions and procedures as specified in the notification of the SEC.
Supervisory Board No. Tor Jor. 15/2563 Re: Application for Approval and Granting of Approval for Offer for Sale of Newly Issued Shares (No. 8) By virtue of Section 16/6 of the Securities and Exchange Act B.E
Securities Sheft Approval Investor Alert Securities Reference Info Listed Company Last updated on 13 January 2025
contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of a one-year extension of the maturity date; Agenda Item 2: Consideration for approval of a partial
meeting agenda contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of an extension of the maturity date and a partial repayment of the principal; Agenda Item 2