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infrastructure asset to be invested is in a foreign country, a due diligence on the acquisition and possession of that infrastructure asset under such foreign law shall be conducted and supported by a legal
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 32/2559 Re: Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories By virtue of Section 16/6, Section 223/3, and Paragraph 2 of Section 228 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securi...
specified characteristics: (1) monitor to acknowledge possession of any unqualified characteristic of the directors, executives, and controlling persons as prescribed in Clause 23. In case there is a certain
which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within
information pertaining to such securities trading account which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon
controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within a reasonable period; (3
1 แนวทางปฏิบัติในการนำเทคโนโลยี มาใช้ในการทำความรู้จักลูกค้า สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ธันวาคม 2563 2 3 บทนำ การก้าวเข้าสู่ยุคดิจิทัลทำให้ผู้ประกอบธุรกิจต้องปรับตัวและแข่งขันกันนำเสนอบริการที่สะดวก รวดเร็วและตอบโจทย์วิถีในการใช้ชีวิตประจำวัน (lifestyle) ของลูกค้าให้ได้มากที่สุด สำนักงานตระหนักถึงความเปลี่ยนแปลง ในเรื่องดังกล่าวและเห็นสัญญาณของการปรับตัวเข้าสู่ยุคดิจิทัลของผู้ประกอบธุรกิจในตลาดทุน โดยเฉพาะอย่างยิ่ง การปรับเปลี่ยนวิธีการเปิดบัญชีและทำความรู้จักลูกค้า (Know...
the unitholders of each class. Clause 12 The investment of a REIT in real estate shall be in accordance with the following rules: (1) being an investment to obtain ownership or possession of such real
1 (-Translation-) Ref. No. IRS.025/2019 October 31, 2019 Subject Acquisition of Shares in Hello Bangkok LED Co, Ltd., which is an Assets Acquisition Transaction of the Company, Issuance and Offering of the Newly Issued Ordinary Shares of the Company through a Private Placement which is a Connected Transaction, Capital Reduction, Capital Increase, Entering into the Right to Sell Advertising Media Agreement which is a Connected Transaction, Appointment of the Independent Financial Advisor and Call...