market investment consultant for 6 months. As {A}'s approved capital market investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest

that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment

public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible

must be sold to institutional investors only; (4) An individual or a group of individuals may hold investment units at an amount not exceeding one third of the total units sold, except for those granted

Baht fine. The jail term was suspended for two years. The later, on August 22, 2019, The Appeal Court only reversed the judgment of the Criminal Court, not pending for punishment. - On August 11

ขอ้งเน่ืองจากเป็น ผูถื้อหน่วยเกินร้อยละสิบหรือไม่ อยา่งไร (จะนบัร้อยละสิบรวมทั้งบญัชี omnibus โดยถือวา่ broker เจา้ของ บญัชีเป็นบุคคลท่ีเก่ียวขอ้ง หรือจะนบัโดยดูไปถึงรายผูถื้อหน่วยลงทุนภายใตบ้ญัชี omnibus

’ equity were 43,146.37 million baht and 7,557.35 million baht, respectively. Operation Performance of Subsidiary RTN Insurance Broker Company Limited RTN Insurance Broker Company Limited which is

% of total assets. Total liabilities and shareholders’ equity were 43,146.37 million baht and 7,557.35 million baht, respectively. Operation Performance of Subsidiary RTN Insurance Broker Company Limited

-Dealer Broker   18. Report/Form (Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form for an Approval of Appointment of Person as an Executive of the

suspension of Zipmex services as digital asset exchange and digital asset broker On 12 January 2024, pursuant to Section 35, Paragraph 1, of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018