auditor, which impose requirements for information technology governance and auditing of audit firms by IT specialists to ensure that risk management in the use of information technology in audit firms

an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May

bondholders’ representative appointment agreement. Additionally, bondholders’ representatives can use the appointment agreement as a guideline to enhance the efficiency of their duties, which could

(1940), the next step is for creditors to submit a request for debt repayment to the official receiver of the Legal Execution Department within one month from the publication date in the Government

applicable scope of investment advisory business operators to ensure that they would implement sufficient controls for managing IT-related risks arising from the use of technology; and     (5) To improve other

bond issuers. This also includes ensuring sufficient disclosure of information for investors through the funding portals’ platforms, accommodating their decision-making regarding the use of services

the use of financial services by investors. The SEC is therefore proposing to amend the reporting rules for business operators. Currently, the existing regulations require that business operators

industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for

seminar on “Thailand Taxonomy 2.0: Driving the Thai Economy towards sustainability” on May 27, 2025, from 1.30 – 4.00 p.m.. This seminar aims to promote the understanding of the concept and the use of

use their own funds to pay a compensation to the affected mutual funds instead of reducing the number of units. In other cases, the regulations do allow AMCs to compensate using such method. The SEC has