of the Securities and Exchange Commission governing determination of definitions in notifications relating to issuance and offer for sale of securities; (2) “warrant” means a share warrant; (3
application for a license and the granting of a license to provide services as a securities registrar, which is subject to other specific rules governing such matter as prescribed by other Notifications. Clause
following regulations: Clause 1 This Notification shall come into force as from 16 July 2013. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board
law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 July 2013. Clause 2 The following Notifications shall be
Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 July 2013. Clause 2 The following Notifications shall be repealed: (1) Notification of the
Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 July 2013. Clause 2 The following Notifications shall be repealed: (1) Notification of the
: Cancellation of the Notification of the Securities and Exchange Commission relating to Management of Mutual Funds and Private Funds, dated 10 June 2004, including all applicable notifications of the Office
of Mutual Funds and Private Funds, dated 10 June 2004, including all applicable notifications of the Office, orders and circular letters issued under or providing guidelines for compliance with the
of Mutual Funds and Private Funds, dated 10 June 2004, including all applicable notifications of the Office, orders and circular letters issued under or providing guidelines for compliance with the
prohibited characteristics as specified in notifications, rules, or orders1 issued by the Securities and Exchange Act of B.E. 2535(1992) in the part of prohibited characteristics of a securities company’s