to have call center in order to give information to the client, such call center shall at least provide a service through out the office hour of such securities company; (b) Promote or publicize to the
new money laundering and financing of terrorism techniques. The timeframe for trainings shall be set out as the securities company deems appropriate. Chapter 2 Know-Your-Client / Customer Due Diligence
techniques. The timeframe for trainings shall be set out as the securities company deems appropriate. (Unofficial Translation) - 4 - Chapter 2 Know-Your-Client / Customer Due Diligence Process
new money laundering and financing of terrorism techniques. The timeframe for trainings shall be set out as the securities company deems appropriate. (Unofficial Translation) - 4 - Chapter 2 Know-Your
_____________________________________________________________________ Remark : The investment management of mutual funds and private funds shall be carried out by fund managers with qualifications and appropriate characteristics i.e. having knowledge, ability, honesty
_____________________________________________________________________ Remark: The investment management of mutual funds and private funds shall be carried out by fund managers with qualifications and appropriate characteristics i.e. having knowledge, ability, honesty
operating cash flows statements every day to acknowledge the daily cash-in and cash-out, in order to learn about liquidity, debt service coverage and sources of fund for the best interest, which can be
timeline from February 2018 to 1Q2020 and the building will be carried out as planned and expected the new buildings will be ready to be in use in 3Q2021. At present, the Company is now adjusting