baht. The SEC will submit the total amount of the civil penalties and the compensation to the Ministry of Finance as public revenue. Apart from the civil sanction, the SEC banned Jajjai from holding the
, and (2) Benjamas paid a civil penalty of 333,333.33 baht. The SEC will submit the total amount of the civil penalties and the compensation to the Ministry of Finance as public revenue. Apart from the
from the civil penalties will be submitted to the Ministry of Finance as public revenue.** Pursuant to the Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of
framework to facilitate cross-border offerings of a variety of fund structures to retail investors while maintaining appropriate investor protections. It was established under the auspices of the APEC Finance
-making. Any entity wishing to operate a digital asset business must obtain an approval from the Minister of Finance and meet the SEC requirements regarding, for example, adequate sources of capital
Finance and meet the SEC requirements regarding, for example, having adequate capital and putting in place measures to appropriately address cybersecurity issues. The approved operator must also conduct
each, and the 17 supporters paid 333,333.33 baht each. The total civil penalties of 172.14 million baht will be submitted to the Ministry of Finance as public revenue. Apart from the civil sanction, the
right to directly notify the fund manager, and specifying the management of unclaimed money; 4. Increasing flexibility for members to manage their money: e.g., empowering the Minister of Finance to
compensation for the benefits received or should have been received from committing the offenses shall be remitted to the Ministry of Finance as public revenue._________________________Remark: * Section 317/1
SEC Working Papers Forum ครั้งที่ 5 เผยแพร่งานวิจัยโดย ก.ล.ต. ในหัวข้อ ?Behavioral Finance ใครได้ใครเสีย และการกำกับดูแล? เผยผลการศึกษาพฤติกรรมผู้ลงทุนด้วยทฤษฎีทางการเงินเชิงพฤติกรรม ระบุว่าเหตุผล