brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond
) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas
ตั้งค่าระบบ (system configuration management) ...........................................36 2.8.2 การบริหารจดัการการเปล่ียนแปลง (change management
relating to selling or redeeming investment units or client solicitation ; (2) maintain the qualifications as prescribed in Clause 4, Clause 6, Clause 6/1, Clause 8 or Clause 10, as the case may be, at all
Clause 10, as the case may be, at all times. In case the representative fails to act under the first paragraph, the management company shall revoke the appointment or change such representative without
investment units or client solicitation; (2) maintain the qualifications as prescribed in Clause 4, Clause 6, Clause 6/1, Clause 8 or Clause 10, as the case may be, at all times. In case the representative
capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the