) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing

August 10, 2017 SET-17-AC-003 Dear The President The Stock Exchange of Thailand Subject: Clarification of Result’s Operation for the three months ended 30 June 2017 According to the resolution of

August 10, 2017 SET-17-AC-003 Dear The President The Stock Exchange of Thailand Subject: Clarification of Result’s Operation for three months periods ended 30 June 2017 According to the resolution of

2018-05-15 - ชี้แจงเปลี่ยนแปลงมากกว่า 20% Q1-2561 - ENG May 15, 2018 Subject: The clarification of the quarter 1/2018’s profit changing more than 20% Attention: The President The Stock Exchange of

POST 019/2019 16 December 2019 Subject Notification convening date of the Extraordinary General Meeting of Shareholders No. 1/2020 To The President The Stock Exchange of Thailand 93 Ratchadaphisek

The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP) and the Office of Natural Resources and Environmental Policy and Planning (ONEP

business operator, (iii) an audit firm where the SEC-approved auditors work, (iv) the Stock Exchange of Thailand or its subsidiary whose shares are held by the SET at least 75%, or (v) a service provider

infrastructure trust publicly offered, at least 70 percent of its investment must be in the projects having commercial revenues and the units must be listed on the Stock Exchange of Thailand. For infrastructure

revision specifies that retail investors and investment management organizations for individual investors must collectively hold at least 50 percent of the total investment units sold, and at least 25

public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the