Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives
securities; “securities investment analyst” 45 (repealed); “office” means the Office of the Securities and Exchange Commission. 2 As amended by the Notification of the Securities and Exchange Commission No
or the suitability of investing in such securities; “securities investment analyst” 45 (repealed); “office” means the Office of the Securities and Exchange Commission. 2 As amended by the Notification
” (repealed); “office” means the Office of the Securities and Exchange Commission. Clause 3. In this Notification, the provisions relating to a company licensed to undertake securities business in the category
GFPT PUBLIC COMPANY LIMITED PLANT: 209 MOO 1, TEPARAK RD., K.M. 20.5 BANGSAOTONG, SAMUTPRAKARN 10570, THAILAND TEL. 02-315-9400 FAX: 02-315-9433-6 OFFICE: GFPT TOWER, 312, RAMA 2 ROAD, BANGMOD
additional investment to upgrade office building’s facilities. - Administration expenses increased due to additional headcount required for the succession plan. Extraordinary items included 15.2 million baht
authority or agency having duty to supervise derivatives; (6) “Association of Securities Companies” means Association of Securities Companies licensed and registered with the SEC Office under law on
case where the Notification of the Securities and Exchange Commission, the Notification of the Capital Market Supervisory Board or the Notification of the Office of the Securities and Exchange Commission