trading is for hedging or for investment of its proprietary account and complies with the rules prescribed herein. Clause 4. The derivatives broker shall trade derivatives contract for hedging purpose to
Capital Market Supervisory Board No. TorThor. 2/2551 Re: Securities and Derivatives Trading for Derivatives Broker _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by
with the Company, the “Group” Performance Analysis Income Business categories by 3 mo. Ended 31 Mar. % Change 2562 2561 Mil. Bt % Mil. Bt % Income from Sales 1. Café Sales 2. Non- Café’ Sales (Trading
region, should be at play. Thailand is seeing a very rapid growth in the digital asset trading accounts from approximately 100,000 accounts in 2019 to the current total of 3 million accounts only within
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and
filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's trading account to trade
modern trade as paying agents for mutual funds country, to internet trading clients of asset management companies which are their business alliances. Certainly, investment in mutual funds in ?A thousand
Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the