, the SEC shall file a criminal complaint against him or her with the DSI in due course.  ------------------------------- For more information on the other four offenders in the UMI case, please read

employer?s contribution to raise employee?s savings without requiring employer?s additional contribution. At present, the law prescribes that employer shall pay the contribution into the fund at the rate not

may not be available for timely problem solving. However, the SEC's power shall be limited to issuance of order of shareholders? meeting. This alternative approach has been considered in conjunction

characteristics under Clause 30(5) of the Notification No. TorLorThor. 8/2557, during the suspension of the approval of securities investment consultant, the Bank shall not allow such person to perform the duty of

duty as the approved capital market investment consultant for 9 months. Owing to the fact that the approval period remains until December 31, 2015, the approval shall be suspended until the lapse of such

. TorLorThor. 8/2557, during the suspension of the approval of securities investment consultant, the Bank shall not allow such person to

market investment consultant for a period of three months. Taking into account that he has already been suspended by his employer for one month, the suspension imposed by the SEC shall therefore be reduced

employer for one year and six days, the suspension imposed by the SEC shall remain five months and twenty four days, effective from February 12, 2015.*Clauses 20(1) and (2) of the Notification of Capital

, reference shall be made to the market price or the book value, as applicable, whichever is higher.

maximum applicable civil sanctions, which must not be lower than those specified by the CSC.   Civil penalties shall be remitted to the Ministry of Finance as public revenue.       Notes: z* Section 317