e-service Online Submission See canceled document Investment Advisory >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Derivatives Advisors >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act

e-service Online Submission See canceled document Limited BDU >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act

e-service Online Submission See canceled document Securities Underwriter Business >> Securities Dealing (Section 114)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Underwriter Business >> Securities Underwriting (Section 116)   Type Title Section See Document Status Notified Date Effective Date 1. Act

>> Advertising   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   117 12/03/1992 16/05/1992 2. Act   Securities and Exchange Act 2535   98 12/03/1992

>> Advertising   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board

Manager Business >> Conducts of Derivatives Fund Management   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E. 2546   18 03/07/2003 06/01/2004 2. Act

hold position of director or manager of management company or any other equivalent position with any other title responsible for the division related to capital market; (2) not being a director

LIMITED JSP PHARMACEUTICAL MANUFACTURING (THAILAND) PUBLIC COMPANY LIMITED JUBILEE ENTERPRISE PUBLIC COMPANY LIMITED JUTHA MARITIME PUBLIC COMPANY LIMITED JWD INFOLOGISTICS PUBLIC COMPANY LIMITED K&K