thereof, as the case may be; (b) in case of a securities company in category of mutual fund management company or private fund management company, such securities company shall have shareholders’ equity
company in category of mutual fund management company or private fund management company, such securities company shall have shareholders’ equity presented in latest financial statement, audited by auditor
securities brokering, dealing, underwriting, mutual fund management, private fund management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities
this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing, underwriting, mutual fund management, private fund
, underwriting, mutual fund management, private fund management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities opening accounts or engaging in
and a shareholder or partner of such juristic person which holds directly or indirectly more than 50% of issued shares of, or more than 50% of partnership interest in, such juristic person; (3) private
derivatives intermediary. “ client ” means a person who uses services of intermediary , including any fund , unit holder and member of provident fund. “ fund ” means a mutual fund or a private fund. “ capital
services of intermediary, including any fund, unit holder and member of provident fund. “fund” means a mutual fund or a private fund. “capital market products” means any securities and derivatives